- Monitor and perform daily support for client account opening and data management
- Liaise with internal department and counterparties for timely settlement issues
- Involvement in ad hoc projects for new processes or industry / regulatory initiatives

Requirements:：
- Bachelor degree in Accounting/Finance/Economics or similar field
- Minimum 5 years of strong knowledge and experience in settlement
- Working knowledge of Singapore market and regulatory framework
- Good command of both spoken and written English and Mandarin to communicate with Chinese speaking clients
- Responsible, self-motivated, independent & able to work under pressure

- Perform client due diligence and KYC screening checks and process the account application forms in compliance accordance to policies and procedures
- Maintain client data accounts updates and amendments
- Proactively review and enhance processing workflow to achieve improvement in client service quality and strengthened control
- Work closely with other business units on ad-hoc projects.

Requirements:
- Min. Degree in Finance, Marketing or related disciplines
- CMS license holder of dealing in capital markets products that are exchange-traded derivatives contracts, over-the-counter derivatives contracts and spot foreign exchange contracts for the purposes of leveraged foreign exchange trading will be an advantage
- 3-4 year relevant experience in customer service environments of banking, financial, brokerage, client servicing support related, and be familiar with securities account opening procedure will be an advantage
- Excellent communications and interpersonal skills in both English and Mandarin as required to liaise with Mandarin speaking client
- Proactive, independent and a good team player

- Assist in daily-operation and prepare the related documents
- Assist in clients’ accounts opening when necessary
- Prepare and process various internal reports for the department
- Participate in system development projects
- Perform any other duties as assigned from time to time (ad hoc assignment is required if necessary)

Requirements:
- Bachelor’s degree holder in Banking, Finance or related discipline, with a minimum of 5 years of relevant work experience
- CMS license holder of dealing in capital markets products that are exchange-traded derivatives contracts, over-the-counter derivatives contracts and spot foreign exchange contracts for the purposes of leveraged foreign exchange trading will be an advantage
- Able to work on shift rotation and public holiday when other markets are open
- Self-motivated, strong team player with great sense of responsibility and willing to learn, able to work under pressure
- Good command of both spoken and written English and Mandarin to communicate with Chinese speaking clients
- Able to thrive in start-up environment

- Provide relevant advisory to business/support units and other AML teams on matters relating to compliance issues, transaction monitoring review and investigation conducted by the unit
- Perform analysis of suspicious transaction/activity reports to identify AML risk trends to support the AML risk management and controls within the Group
- FATCA / CRS reporting in accordance with relevant requirements
- Handle CPT related matters, such as update of CPT register
- Develop regulatory governance frameworks, policies and procedures to effective management of regulatory risks for company, clients
- Facilitate and address any MAS queries and external authorities, as well as internal and external audits
- Undertake other ad-hoc duties as assigned.

Requirements:
- University Degree in Business, Law, Finance or related disciplines
- At least 10 years of strong compliance experience in local regulatory compliance and risk management, with demonstrable knowledge of relevant regulatory requirements
- Strong knowledge or prior experience in key regulatory requirements such as the Securities & Futures Act, Financial Advisers Act, MAS Notices and Guidelines, and AML/CFT regulations
- Work independently, self-motivated, strong analytical skills and ability to exercise sound judgment and manage execution under pressure
- Familiar with FATCA and CRS reporting is preferred
- Excellent written and communication skills in English and Mandarin to liaise with Mandarin speaking clients
- Comfortable working in the startup culture environment